Regulatory Disclosures
Comprehensive information about our regulatory status and compliance framework
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Offering Exemption
The offering of Class A Membership Interests (the "Interests") by Abilities Finance, LLC (the "Company") is being made in reliance on an exemption from the registration requirements of the Securities Act of 1933, as amended (the "Securities Act"), provided by Section 4(a)(2) thereof and/or Regulation D promulgated thereunder.
This exemption allows us to offer securities to accredited investors and a limited number of sophisticated investors without registering with the SEC, provided certain conditions are met.
No Public Offering
This is not a public offering. The Interests are being offered and sold only to a limited number of "accredited investors" as defined in Rule 501(a) of Regulation D, and other sophisticated investors with whom the Company or its management has a pre-existing substantive relationship.
Accredited investors include individuals with:
- Net worth exceeding $1,000,000 (excluding primary residence)
- Annual income exceeding $200,000 ($300,000 jointly) for the past two years
- Certain professional certifications (Series 7, 65, or 82 licenses)
No Registration
The Interests have not been registered with the U.S. Securities and Exchange Commission (the "SEC") or any state securities commission. The Company is not registered as an investment company under the Investment Company Act of 1940.
This means that the offering has not been reviewed or approved by any regulatory authority. Investors must conduct their own due diligence and consult with their own legal and financial advisors.
Restrictions on Transfer
The Interests are subject to significant restrictions on transfer and resale. Investors may not be able to sell their Interests for an indefinite period. Any transfer of Interests must comply with applicable securities laws and the Company's Limited Liability Company Agreement.
There is no public market for the Interests, and none is expected to develop. Investors should be prepared to hold their investment for the long term.
Forward-Looking Statements
This website and the offering documents may contain forward-looking statements regarding our business, financial condition, results of operations, and prospects. These statements are not guarantees of future performance and are subject to risks and uncertainties.
Actual results may differ materially from those projected in the forward-looking statements due to various factors, including but not limited to market volatility, regulatory changes, and the performance of our trading strategies.
Exponential Organization Approach
Abilities Finance operates as an Exponential Organization (ExO), leveraging technology and lean operations to maximize efficiency and scalability. Our regulatory compliance framework is enhanced by:
Algorithms
Automated compliance monitoring and risk management
Staff on Demand
Access to top-tier legal and regulatory experts as needed
Leveraged Assets
Utilization of institutional-grade custody and compliance infrastructure
AI-Powered Support
Our AI assistant, Zuri, is available 24/7 to provide additional information and answer questions regarding our regulatory status. However, Zuri's statements do not constitute legal advice. All investors should consult with their own legal and financial advisors before making any investment decision.
Important Notice
This information is provided for informational purposes only and does not constitute legal or investment advice. Please consult with your own advisors before making any investment decisions.